Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremiah David North360 IRABrookstone Capital Management LLC09-15-2017
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
Bradley A CombsAcropolis Investment Management, L.L.C.Paradigm Financial Advisors LLC07-29-2019
Michele Rene ClarkAcropolis Investment Management, L.L.C.Clark Hourly Financial Planning and Investment Management05-02-2019
Brian James SmithAcropolis Investment Management, L.L.C.VALIC Financial Advisors, Inc.09-18-2018
Adam Byron ClarkAdvicePeriod, LLCMoneta Group Investment Advisors, LLC03-01-2018
Roger Allen RekateAdvisor One, LLCMonticello Investment Services, Inc.12-06-2013
Mark Alan SquiresAE Wealth Management, LLCCornerstone Securities LLC03-04-2020
Todd Franklin GregoryAE Wealth Management, LLCD.H. Hill Advisors, Inc.09-09-2019
Michael Joseph LamarcheAE Wealth Management, LLCVirtue Capital Management, LLC06-28-2019
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Michael Marvin QuarlesAE Wealth Management, LLCTucker Asset Management LLC10-27-2017
Joseph BenchAegis Capital Corp.Arete Wealth Management, LLC06-16-2020
Jeffrey Thomas BoneAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-19-2019
Kenneth Gregory KlagesAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-30-2019
Robert Dwight PfrommAllstate Financial Services, LLCMML Investors Services, LLC06-20-2017
Jennifer Annette PoseyAllstate Financial Services, LLCState Farm VP Management Corp.02-24-2017
Michael Paul CassaraAllstate Financial Services, LLCEdward Jones02-27-2015
Kyle Robert WooddellAllstate Financial Services, LLCK. W. Chambers & Co.03-20-2014
Michael Patrick Nolan JrAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.08-19-2013
William Arno BakerAllstate Financial Services, LLCNational Pension & Group Consultants, Inc03-25-2010
Charolette Lynn McKinneyAmerican Portfolios Financial Services, Inc.Waddell & Reed03-01-2011
Domenico MastropierroAmeriprise Financial Services, LLCCetera Investment Services LLC08-07-2020
John Thomas Straub SrAmeriprise Financial Services, LLCAvantax Investment Services, Inc.$1006-10-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.