Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lawrence MillnerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Michael Lee SampsonDetalus Securities, LLCEagle One Investments, LLC01-02-2009
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.$1001-02-2009
Jarrad Kane OdleEdward JonesGlobal Atlantic Distributors, LLC$101-05-2009
John David Schultz Jr.Edward JonesState Farm VP Management Corp.01-05-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.$5001-07-2009
Larrel Rodney LongStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-08-2009
Andrew T. DickinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-09-2009
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-09-2009
Melanie Jo AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$101-09-2009
Susan J BrandtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Travis Ryan LuebbehusenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$101-09-2009
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Lorna Suzanne O'LearyEdward JonesFTN Financial Securities Corp$10001-12-2009
Amanda Lynn BarcliffLPL Financial LLCMorgan Keegan & Company, Inc.$101-14-2009
Kathleen Ann AcordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-15-2009
Dennis Eual NicholsSmith, Moore & Co.Citigroup Global Markets Inc.01-16-2009
Jonathan Tanner ChaseState Farm VP Management Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Timothy TorrettaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Cynthia Lynn EarlyEdward JonesWaddell & Reed01-20-2009
Dennis Graham RandallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Douglas Charles GastUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-20-2009
Robert Douglas GastUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-20-2009
Timothy James GrahamEdward JonesStifel, Nicolaus & Company, Incorporated$2501-20-2009
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Showing 1 to 25 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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