Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.$1001-02-2009
Dana Thomas RadavichCentury Securities Associates, Inc.Stifel, Nicolaus & Company, Incorporated01-02-2009
Jarrad Kane OdleEdward JonesGlobal Atlantic Distributors, LLC01-05-2009
Clay Edward HartmanFrontier Wealth Management, LLCSIMPLESAVE, LLC01-06-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.01-07-2009
Susan J BrandtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Travis Ryan LuebbehusenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Andrew T. DickinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Melanie Jo AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Lorna Suzanne O'LearyEdward JonesFTN Financial Securities Corp01-12-2009
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Amanda Lynn BarcliffLPL Financial LLCMorgan Keegan & Company, Inc.01-14-2009
Timothy TorrettaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jonathan Tanner ChaseState Farm VP Management Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Douglas Charles GastUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-20-2009
Robert Douglas GastUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-20-2009
Timothy James GrahamEdward JonesStifel, Nicolaus & Company, Incorporated01-20-2009
Daniel Joseph BergerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-23-2009
Gary Charles SaeksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Andrew John BreeseEdward JonesPutnam Retail Management Limited Partnership01-23-2009
Rand L. Hallsten IINorthwestern Mutual Investment Services, LLCMoloney Securities Co., Inc.01-27-2009
Alan Gordon HartleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10001-30-2009
William Lee DewandelerEdward JonesRoyal Securities Company$2501-30-2009
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Showing 1 to 25 of 2,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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