Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Billie Lavelle OdomQuestar Capital CorporationTransamerica Financial Advisors, Inc01-01-2009
Robert Lawrence MillnerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.01-02-2009
Michael Lee SampsonDetalus Securities, LLCEagle One Investments, LLC01-02-2009
Matthew Edward FrechetteFirst Heartland Capital, Inc.Global Atlantic Distributors, LLC01-05-2009
John David Schultz Jr.Edward JonesState Farm VP Management Corp.01-05-2009
Patrick Olivier DuquenneEdward JonesSignator Investors, Inc.01-05-2009
Barbara Ellen GrosseEdward JonesAXA Advisors, LLC01-05-2009
Jarrad Kane OdleEdward JonesGlobal Atlantic Distributors, LLC01-05-2009
Thomas Bard WomackFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC01-07-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.01-07-2009
Larrel Rodney LongStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-08-2009
Perry James WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-08-2009
Matthew Ralph La PlantAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Susan J BrandtUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2009
Travis Ryan LuebbehusenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Andrew T. DickinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Melanie Jo AveryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Lorna Suzanne O'LearyEdward JonesFHN Financial Securities Corp.01-12-2009
David Clinton WilsonEdward JonesMetLife Securities Inc.01-12-2009
Amanda Lynn BarcliffLPL Financial LLCMorgan Keegan & Company, Inc.01-14-2009
Kathleen Ann AcordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1001-15-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.