Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Landon TaylorEdward JonesFDX Capital LLC05-29-2018
Russ Miller StallingsEdward JonesFS Investment Solutions, LLC$5005-29-2018
Audra Gillespie CoxEdward JonesSECU Brokerage Services05-24-2018
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
Jacob Hunter FordEdward JonesJ.P. Morgan Securities LLC05-22-2018
Eric Michael MilhouaEdward JonesWells Fargo Securities, LLC05-21-2018
Crystal Sage BarkerEdward JonesPNC Investments$1005-18-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
Timothy Alan VolkerEdward JonesForesters Financial Services, Inc.05-16-2018
David IvanoudisEdward JonesProEquities, Inc.05-15-2018
Dilworth Dean LymanYour Financial PartnershipWaddell & Reed05-15-2018
Howard Lawrence McelfreshEdward JonesNYLIFE Securities LLC05-14-2018
James Russell LingerfeltEdward JonesCenter Street Securities, Inc.05-14-2018
Lauren Marie O'BrienEdward JonesAmeriprise Financial Services, Inc.05-14-2018
David Warren Mesker Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Jacob Michael VinsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-11-2018
Jonathan Morse HeitnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20005-11-2018
Ronald Alan SchammertEdward JonesAllstate Financial Services, LLC05-10-2018
Daniel Thomas KrausKestra Investment Services, LLCWells Fargo Clearing Services, LLC$10005-09-2018
Brian Joseph SlineyEdward JonesMDT Advisers, A Division of Federated MDTA LLC05-07-2018
Christian MahanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2018
Curtis Alan SporesEdward JonesAmeriprise Financial Services, Inc.05-07-2018
Ji Yun WangU.S. Bancorp Investments, Inc.Scottrade, Inc.05-07-2018
Vincent Maynard FitzpatrickEdward JonesScottrade, Inc.05-07-2018
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Showing 251 to 275 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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