Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grover Cleaveland MusserU.S. Bancorp Investments, Inc.Mariner Wealth Advisors$5005-03-2018
Robert James GrunzingerSaxony Securities, Inc.Wheelhouse Securities Corporation$2505-03-2018
William Eager Howard IVSaxony Securities, Inc.Wheelhouse Securities Corporation$5005-03-2018
Dustin Matthew LindleyEdward JonesPruco Securities, LLC.05-02-2018
Daniel Robert BrownEdward JonesFarmers Financial Solutions, LLC05-01-2018
Ann Margaret BoydWells Fargo Clearing Services, LLCSecurities America, Inc.04-27-2018
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2018
Matthew CrabtreeMidwestern Securities Trading Company, LLCCambridge Investment Research, Inc.$2504-25-2018
Melanie Maureen WarrenPrivate Client Services, LLCCambridge Investment Research, Inc.04-25-2018
Blake Joseph RobbinsAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-24-2018
John David RandallEdward JonesCitizens Securities, Inc.04-23-2018
Stacy Lea DavisThe O.N. Equity Sales CompanyQuestar Capital Corporation$104-23-2018
John Dudley WilsonEdward JonesTransamerica Financial Advisors, Inc04-19-2018
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Nathaniel C BeaverEdward JonesJ.P. Morgan Securities LLC04-19-2018
Robert Horace Parker Jr.HD Vest Investment ServicesFarmers Financial Solutions, LLC04-19-2018
Casey Blake BumgarnerEdward JonesPruco Securities, LLC.04-18-2018
Guido Andrew Dipietro IIIEdward JonesPFS Investments Inc.04-18-2018
Michael Jerome GrantSaxony Securities, Inc.CUNA Brokerage Services, Inc.$104-17-2018
Alex Corbin RockEdward JonesProFunds Distributors, Inc.04-16-2018
Dax Kirk WestlundEdward JonesWells Fargo Clearing Services, LLC04-16-2018
Joel TorresEdward JonesBB&T Securities, LLC04-16-2018
Lourdes Ros McmichaelEdward JonesNYLIFE Securities LLC04-16-2018
Matthew Lane UnderwoodEdward JonesJ.W. Cole Financial, Inc.$104-16-2018
Joseph Edward EichackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1004-13-2018
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Showing 276 to 300 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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