Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lee RappMoney Concepts Capital CorpSignator Investors, Inc.03-21-2018
Anthony Robert DedierEdward JonesAXA Advisors, LLC03-20-2018
Mariasusana Inez ArvizuEdward JonesWells Fargo Clearing Services, LLC03-19-2018
Joseph ReidEdward JonesFBL Marketing Services, LLC03-16-2018
Frank Alexander AvilaEdward JonesWells Fargo Clearing Services, LLC03-14-2018
Richard B Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Austin Martin PetersEdward JonesSagePoint Financial, Inc.03-13-2018
Jeffrey Lee GoffWaddell & ReedEdward Jones$15003-13-2018
Jerry Walter BoucherEdward JonesPutnam Retail Management Limited Partnership03-12-2018
Judi Rubin McanawEdward JonesJ.P. Morgan Securities LLC03-12-2018
Michael Martin, Laurie Martin, Brett Brennan, H. Kelly JacksonWoodbury Financial ServicesNational Planning$20003-08-2018
Christina Ann TuckerEdward JonesScottrade, Inc.03-07-2018
Brad Jensen MeadorVALIC Financial Advisors, Inc.Scottrade, Inc.03-05-2018
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$103-05-2018
Luke Ryan MccartyUMB Financial Services, Inc.Raymond James Financial Services, Inc.03-05-2018
Sharlee Nicole ZalewskiEdward JonesPNC Investments$103-02-2018
Meghan Alicia HaynesEdward JonesJ.P. Morgan Securities LLC02-28-2018
Candice Marie FrantzEdward JonesThe Huntington Investment Company02-27-2018
Christopher Louis RichieEdward JonesPaychex Securities Corporation02-27-2018
Jason Allan KrekeLPL Financial LLCEdward Jones02-27-2018
Deborah G BucklerEdward JonesW&S Brokerage Services, Inc.02-22-2018
John Timothy JoynerEdward JonesState Farm VP Management Corp.02-22-2018
Chad Masanori NakamuraEdward JonesMutual of Omaha Investor Services, Inc.02-21-2018
Rodger N Jackson Jr.Edward JonesFidelity Investments Institutional Services Company, Inc.$2502-20-2018
John Wallace BassIndependent Financial Group, LLCSignator Investors, Inc.$5002-13-2018
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Showing 326 to 350 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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