Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Wesley JarvisEdward JonesAmplify Investments LLC02-25-2019
Daniel David RadcliffEdward JonesJ.P. Morgan Securities LLC02-21-2019
Joseph LehningEdward JonesMorgan Stanley02-20-2019
Julie MillerEdward JonesFirst Command Financial Planning, Inc.02-19-2019
Michael Grant BrumleyMadison Avenue Securities, LLCFarmers Financial Solutions, LLC02-13-2019
Andres Ernesto JimenezEdward JonesWells Fargo Clearing Services, LLC02-04-2019
Jimmy Al HolmesFirst Heartland Capital, Inc.USA Financial Securities Corporation$5002-04-2019
Laura Finney TownesEdward JonesBolton Global Capital02-04-2019
Michael John DebellisEdward JonesMadison Avenue Securities, LLC02-04-2019
Christopher Walter RiceEdward JonesPark Avenue Securities LLC$1002-01-2019
Gregory Hunt OlingerThe O.N. Equity Sales CompanyFarmers Financial Solutions, LLC$102-01-2019
Joseph Ray AllenVanderbilt Securities, LLCMML Investors Services, LLC02-01-2019
Kirk Eric DoyleEdward JonesLPL Financial LLC02-01-2019
Kyle Scott ParkinEdward JonesFidelity Brokerage Services LLC01-30-2019
Joseph O VigilEdward JonesQuest Capital Strategies, Inc.01-29-2019
Nancy Veronica AguileraEdward JonesBBVA Securities Inc.$101-29-2019
Hannah Rae LightfieldEdward JonesWoodbury Financial Services, Inc.01-28-2019
Steven Mark CervantesK Street Capital PartnersLarson Financial Securities, LLC01-23-2019
Charles Daguerre AlvareEdward JonesFortress Wealth Management, Inc.01-18-2019
Chrystian Alexander QuinonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
James Norris KaseSecurities America, Inc.Questar Capital Corporation$2501-17-2019
Joseph Anthony ParlavecchioEdward JonesFinancial Engines Advisors L.L.C.$1,00001-17-2019
Laura Jeanne BoedgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHighTower Securities, LLC$101-17-2019
Darren Victor ParentEdward JonesVoya America Equities, Inc.01-14-2019
Glenn Thomas ReganEdward JonesUBS Financial Services Inc.01-12-2019
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Showing 26 to 50 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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