Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward BaschVisionary Wealth Advisors, LLCFinancial Engines Advisors L.L.C.03-12-2020
Giacomo ManninoVisionary Wealth Advisors, LLCFinancial Engines Advisors L.L.C.03-12-2020
Casey Jay FasnutCitigroup Global Markets Inc.TD Ameritrade, Inc.03-11-2020
Joseph Harrison EstesM&A Securities Group, Inc.Raymond James & Associates, Inc.$5003-11-2020
Thomas Michael TaylorEdward JonesMWA Financial Services Inc.03-10-2020
Cynthia Kay WhitmanCutter & Company, Inc.Edward Jones03-09-2020
John F. HughesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Christopher Wayne FergusonVisionary Wealth Advisors, LLCFinancial Engines Advisors L.L.C.03-07-2020
Peter Daniel MurphyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10003-06-2020
William Davis HarrisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5003-06-2020
Robert Lamar SpainhouerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-06-2020
Jeremy Richard WatsonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00003-06-2020
Nader M GandevaniMoloney Securities Co., Inc.WestPark Capital, Inc.03-05-2020
Christopher Ward ScottFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC03-05-2020
Kristi BorglumMoneta Group Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Kyle Samuel LaroccaNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.03-04-2020
Mark Alan SquiresAE Wealth Management, LLCCornerstone Securities LLC03-04-2020
Chad WilliamsEdward JonesRaymond James Financial Services, Inc.03-03-2020
Jon Christopher MillsEdward JonesAmeriprise Financial Services, LLC03-02-2020
Ryan WilsonEdward JonesKey Investment Services LLC03-02-2020
Benjamin M BisnettEdward JonesLPL Financial LLC03-02-2020
Richard Thomas BartowRaymond James & Associates, Inc.Resources Investment Advisors$1003-02-2020
Megan Elizabeth BadolatoMoneta Group Investment Advisors, LLCCorrect Capital Wealth Management, LLC02-28-2020
William Edwin Gore IIIEdward JonesAllstate Financial Services, LLC02-26-2020
Annmarie HoerrWealth Management Advisors, Inc.SagePoint Financial, Inc.02-25-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.