Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rita Cass CallenEdward JonesFirst Citizens Investor Services, Inc.02-24-2020
Robert Michael RoseGarden State Securities, Inc.Cabot Lodge Securities LLC02-21-2020
Jeffrey Robert JohnsMML Investors Services, LLCTD Ameritrade, Inc.02-20-2020
Jason A CarpenterCitigroup Global Markets Inc.TD Ameritrade, Inc.02-19-2020
Kenneth Christopher Doehring IISummit Financial Group IncRaymond James Financial Services, Inc.02-19-2020
Roy Neal NoeFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC02-19-2020
Frank Taylor KremerPrivate Client Services, LLCThrivent Investment Management Inc.02-18-2020
Brandon Paul SuggEdward JonesFirst Command Financial Planning, Inc.02-18-2020
Shane Michael KellyEdward JonesFidelity Brokerage Services LLC02-18-2020
Misty Dawn CaberEdward JonesEdward Jones02-17-2020
Drew Michael SmartEdward JonesCUSO Financial Services, L.P.02-14-2020
Thomas Walter BrownCapital Management Services, Inc.World Equity Group, Inc.02-14-2020
Douglas HannaWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.02-13-2020
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Matthew R KirschnerEdward JonesGuggenheim Securities, LLC02-10-2020
Stephen C. DolanMoneta Group Investment Advisors, LLCMSEC, LLC02-07-2020
Andrew James BeshukWaddell & ReedPROVIDENCE FINANCIAL02-06-2020
Alan SpragginsLPL Financial LLCEdward Jones02-05-2020
George Dickson GriswoldFrontier Wealth Management, LLCHIGHWATER WEALTH MANAGEMENT LLC02-05-2020
Matthew David CroweAE Wealth Management, LLCWells Fargo Clearing Services, LLC02-05-2020
Kathleen J LewisRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-03-2020
Gary FordPrincipal Securities, Inc.Stifel, Nicolaus & Company, Incorporated02-03-2020
David Edward ErnstVALIC Financial Advisors, Inc.Pruco Securities, LLC.$1302-03-2020
Holly M EatonEdward JonesHilltop Securities Inc.02-03-2020
Jack Arnold Gorsuch Jr.RBC Capital Markets, LLCAmeriprise Financial Services, LLC02-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.