Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Matthew MacomberEdward JonesDWS Distributors, Inc.10-08-2018
Grace Elizabeth MeadEdward JonesJ.P. Morgan Securities LLC10-08-2018
Michael Cory GombergEdward JonesT3 Securities, Inc.10-08-2018
Michael Elwyn GoettschEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2018
Gisele Rosita HarveyEdward JonesWells Fargo Clearing Services, LLC10-05-2018
Mary Katherine Witte TabbertEdward JonesLPL Financial LLC$110-05-2018
Shean Elton FletcherLPL Financial LLCEdward Jones$110-05-2018
Brian Pultman, John Biedenstein, Megan Elizabeth BadolatoCorrect Capital Wealth ManagementWells Fargo Advisors$60010-01-2018
Peter A SusicEdward JonesDunham & Associates Investment Counsel, Inc.10-01-2018
Richard Thomas BartowTriad Advisors LLCThe O.N. Equity Sales Company$1010-01-2018
Antoinetta L FreemanEdward JonesWoodbury Financial Services, Inc.09-24-2018
Stacy Ann TalaricoEdward JonesFinancial Engines Advisors L.L.C.09-24-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Jeffrey A. GrabowskiEdward JonesAXA Advisors, LLC09-20-2018
Kara Michele LebanikEdward JonesFidelity Brokerage Services LLC09-18-2018
William Michael O'NealEdward JonesJ.P. Morgan Securities LLC09-18-2018
Andrew Joseph SoladaEdward JonesUBS Securities LLC09-17-2018
Brenda Renee WatsonEdward JonesPFS Investments Inc.09-17-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Gina Marie HoggattEdward JonesMorgan Stanley$5009-17-2018
Anthony Eugene UrrutiaEdward JonesFarmers Financial Solutions, LLC09-12-2018
Daniel B IrvingVESTECH Securities, Inc.FSC Securities Corporation09-12-2018
David Alexander HollandEdward JonesJ.P. Morgan Securities LLC09-11-2018
Andrew C. HaleEdward JonesFarmers Financial Solutions, LLC09-10-2018
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Showing 126 to 150 of 3,470 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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