Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Matthew MacomberEdward JonesDWS Distributors, Inc.10-08-2018
Grace Elizabeth MeadEdward JonesJ.P. Morgan Securities LLC10-08-2018
Michael Cory GombergEdward JonesT3 Securities, Inc.10-08-2018
Michael Elwyn GoettschEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2018
Gisele Rosita HarveyEdward JonesWells Fargo Clearing Services, LLC10-05-2018
Mary Katherine Witte TabbertEdward JonesLPL Financial LLC$110-05-2018
Shean Elton FletcherLPL Financial LLCEdward Jones$110-05-2018
Brian Pultman, John Biedenstein, Megan Elizabeth BadolatoCorrect Capital Wealth ManagementWells Fargo Advisors$60010-01-2018
Peter A SusicEdward JonesDunham & Associates Investment Counsel, Inc.10-01-2018
Richard Thomas BartowTriad Advisors LLCThe O.N. Equity Sales Company$1010-01-2018
Antoinetta L FreemanEdward JonesWoodbury Financial Services, Inc.09-24-2018
Stacy Ann TalaricoEdward JonesFinancial Engines Advisors L.L.C.09-24-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Jeffrey A. GrabowskiEdward JonesAXA Advisors, LLC09-20-2018
Kara Michele LebanikEdward JonesFidelity Brokerage Services LLC09-18-2018
William Michael O'NealEdward JonesJ.P. Morgan Securities LLC09-18-2018
Andrew Joseph SoladaEdward JonesUBS Securities LLC09-17-2018
Brenda Renee WatsonEdward JonesPFS Investments Inc.09-17-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Gina Marie HoggattEdward JonesMorgan Stanley$5009-17-2018
Anthony Eugene UrrutiaEdward JonesFarmers Financial Solutions, LLC09-12-2018
Daniel B IrvingVESTECH Securities, Inc.FSC Securities Corporation09-12-2018
David Alexander HollandEdward JonesJ.P. Morgan Securities LLC09-11-2018
Andrew C. HaleEdward JonesFarmers Financial Solutions, LLC09-10-2018
« Previous PageNext Page »

Showing 126 to 150 of 3,470 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.