Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ellen GrosseEdward JonesAXA Advisors, LLC$10001-05-2009
Kay Marie AuwerterEdward JonesAXA Advisors, LLC02-23-2009
Gregory Scott LesterEdward JonesAXA Advisors, LLC05-18-2009
John William WoodHuntleigh Securities CorporationAXA Advisors, LLC$25009-25-2009
Eric Allen WoodHuntleigh Securities CorporationAXA Advisors, LLC$50009-25-2009
Dashane Bounaire DennisEdward JonesAXA Advisors, LLC01-24-2010
Steven Joseph DawsonEdward JonesAXA Advisors, LLC$10002-08-2010
Marcie HibbsEdward JonesAXA Advisors, LLC$10007-26-2010
James Paul FarrellEdward JonesAXA Advisors, LLC04-18-2011
Brynn Hallie AndrewsMorgan StanleyAXA Advisors, LLC08-01-2011
Adam Patrick ClyneLegend Equities CorporationAXA Advisors, LLC09-06-2011
Steven Brian KatzEdward JonesAXA Advisors, LLC$50002-24-2012
Jefferson Shane LedgerwoodEdward JonesAXA Advisors, LLC$15004-30-2012
John M. LynchQuestar Capital CorporationAXA Advisors, LLC$25006-05-2012
Stephen M ErkenMaxele Advisors, LLCAXA Advisors, LLC02-07-2013
Marcus D JohnsonEdward JonesAXA Advisors, LLC09-16-2013
Joseph Elmer FreemanEdward JonesAXA Advisors, LLC10-21-2013
Mary Colleen BeckemeyerAmeriprise Financial Services, Inc.AXA Advisors, LLC$15001-31-2014
Donald Justin ThrashEdward JonesAXA Advisors, LLC05-16-2014
Sean Michael WeberCapFinancial Securities, LLC.AXA Advisors, LLC09-11-2014
Eric David MattisonEdward JonesAXA Advisors, LLC09-15-2014
Darren Paul SummersPrincipal Securities, Inc.AXA Advisors, LLC11-05-2014
Glenn Paul BeckmannVoya Financial Advisors, Inc.AXA Advisors, LLC01-05-2015
Carlton Jerome DickSummit Wealth StrategiesAXA Advisors, LLC01-08-2016
William Oliver Woody IIISummit Wealth StrategiesAXA Advisors, LLC02-09-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.