Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Burke, Jeffrey Fiehler, Terry Moyers Securities America, Inc.Ameriprise Financial Services, Inc.$44901-03-2019
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Matthew Michael BeaverGrit Wealth ManagementAmeriprise Financial Services, Inc.08-15-2018
Lynn Carol McewenEdward JonesAmeriprise Financial Services, Inc.$10006-11-2018
Sean Patrick ClementzEdward JonesAmeriprise Financial Services, Inc.06-04-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
Lauren Marie O'BrienEdward JonesAmeriprise Financial Services, Inc.05-14-2018
Curtis Alan SporesEdward JonesAmeriprise Financial Services, Inc.05-07-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, Inc.01-29-2018
Chase James BauteMoloney Securities Co., Inc.Ameriprise Financial Services, Inc.03-10-2017
Jonathan David EplerEdward JonesAmeriprise Financial Services, Inc.01-30-2017
Jason Christopher ImigEdward JonesAmeriprise Financial Services, Inc.01-04-2017
Derek Douglas VingeEdward JonesAmeriprise Financial Services, Inc.11-28-2016
Joel Lawrence FergusonEdward JonesAmeriprise Financial Services, Inc.10-24-2016
Renee Rochelle FieldsSagePoint Financial, Inc.Ameriprise Financial Services, Inc.$2510-13-2016
Aubrey Ann Hoggarth CookEdward JonesAmeriprise Financial Services, Inc.08-08-2016
Steven Paul StraderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-29-2016
Richard Allen HogardCornerstone Wealth Management, LLCAmeriprise Financial Services, Inc.12-04-2015
Joel Stephen PearsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-20-2015
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.