Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Lynn PalmerEdward JonesCambridge Investment Research, Inc.07-16-2018
Anthony Dwayne RichEdward JonesCambridge Investment Research, Inc.06-11-2018
Matthew CrabtreeMidwestern Securities Trading Company, LLCCambridge Investment Research, Inc.$2504-25-2018
Melanie Maureen WarrenPrivate Client Services, LLCCambridge Investment Research, Inc.04-25-2018
Kevin Wayne DuncanLPL Financial LLCCambridge Investment Research, Inc.02-05-2018
Craig Daniel SnavelyCenter Street Securities, Inc.Cambridge Investment Research, Inc.01-29-2018
Dustin Jeffrey KurtzEdward JonesCambridge Investment Research, Inc.01-22-2018
Brad C LawingLF Wealth AdvisorsCambridge Investment Research, Inc.07-07-2017
Phil Allan SherSher Investment ManagementCambridge Investment Research, Inc.02-24-2017
Donald Matthew StormEdward JonesCambridge Investment Research, Inc.$1002-17-2017
Damian Michael CzechorskiAllstate Financial Services, LLCCambridge Investment Research, Inc.10-18-2016
Daniel Edward ShepardOak Road Wealth ManagementCambridge Investment Research, Inc.09-21-2016
Adrian Freund StillmanQuantumleap Wealth Management, LLCCambridge Investment Research, Inc.09-13-2016
John Wayne PeekEdward JonesCambridge Investment Research, Inc.$15009-09-2016
Shad RoundyEdward JonesCambridge Investment Research, Inc.$15008-19-2016
Joseph Eugene ThompsonStrategic Advisers LLCCambridge Investment Research, Inc.02-25-2016
Benjamin Hunter WhitlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.01-14-2016
Andrew Lee DenneyLPL Financial LLCCambridge Investment Research, Inc.10-29-2015
David M. CompereUMB Financial Services, Inc.Cambridge Investment Research, Inc.$109-17-2015
Hugh Michau CannonFirst Heartland Capital, Inc.Cambridge Investment Research, Inc.$5009-17-2015
Stephen Richard MuellerPrincipal Securities, Inc.Cambridge Investment Research, Inc.07-14-2015
Mitchell L. WashingtonVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.06-24-2015
Anthony Michael CastelluccioFirst Class CapitalCambridge Investment Research, Inc.12-16-2014
Clint Matthew HaynesNextGen Wealth, LLCCambridge Investment Research, Inc.09-05-2014
Samuel Vincent HarrisEdward JonesCambridge Investment Research, Inc.08-21-2014
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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