Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heather Dawn MazanderVALIC Financial Advisors, Inc.Cetera Investment Services LLC09-23-2019
Edward InchiostroMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC05-28-2019
Brian Edward OrrBankers Life Securities, Inc.Cetera Investment Services LLC03-11-2019
Elissa J. KnaebelEdward JonesCetera Investment Services LLC02-21-2019
Tyler Ryan LiebermanAllstate Financial Services, LLCCetera Investment Services LLC02-06-2019
Eric Robert DewaltEdward JonesCetera Investment Services LLC08-16-2018
Erika Lea DelucaLPL Financial LLCCetera Investment Services LLC10-23-2017
Joseph KellyEdward JonesCetera Investment Services LLC10-06-2017
Aaron K. KoykkariEdward JonesCetera Investment Services LLC12-19-2016
George Clifton EdwardsEdward JonesCetera Investment Services LLC$1004-22-2016
Marissa Antoinette Pinto BurtEdward JonesCetera Investment Services LLC01-22-2016
Miles Lane JamesRaymond James Financial Services, Inc.Cetera Investment Services LLC$2510-15-2015
Deann Yvonne PeterRaymond James Financial Services, Inc.Cetera Investment Services LLC$5010-14-2015
Paula Kay WilsonRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Jackie Sue ShupeRaymond James Financial Services, Inc.Cetera Investment Services LLC$2510-14-2015
Hadi Aaron SaleEdward JonesCetera Investment Services LLC08-11-2014
Brian M. CainEdward JonesCetera Investment Services LLC07-18-2011
Mark D MillerEdward JonesCetera Investment Services LLC11-29-2010
Clyde Duane SmithCambridge Investment Research, Inc.Cetera Investment Services LLC11-01-2009
Terry Lynn NibargerCambridge Investment Research, Inc.Cetera Investment Services LLC$15011-01-2009
Charles Dean RappInvestment Centers of America, Inc.Cetera Investment Services LLC$5009-10-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.