Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth DiazEdward JonesCitigroup Global Markets Inc.10-22-2018
James Ian ScroggsEdward JonesCitigroup Global Markets Inc.08-07-2017
Stephen James KellySterne, Agee & Leach, Inc.Citigroup Global Markets Inc.09-04-2014
Emlen T Miles-MattinglyEdward JonesCitigroup Global Markets Inc.08-06-2012
Kimberly Elizabeth JohnsonEdward JonesCitigroup Global Markets Inc.08-06-2012
Yung Min YiEdward JonesCitigroup Global Markets Inc.07-19-2011
Andrea L BateyWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.06-04-2009
Stephen Edward BrooksINVEST Financial CorporationCitigroup Global Markets Inc.06-03-2009
Michael Gordon LachnitOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-22-2009
Elizabeth Joan CureStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10005-21-2009
William Hamilton BickslerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-21-2009
Richard Joseph Boehm Jr.Century Securities Associates, Inc.Citigroup Global Markets Inc.$2505-18-2009
Gregory Buell CamdenUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
Shane R. Richard LunsfordUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-08-2009
Steven Philip WirthUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-08-2009
Sheri Ann BeileMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
Rod GlisicEdward JonesCitigroup Global Markets Inc.04-27-2009
James Kenneth LouderbaughOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-17-2009
Paul Joseph LiberatoreH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-17-2009
Robert Stephen RichOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-16-2009
Daniel Lynn StephensOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-09-2009
Christopher Kenneth Preston WollOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-06-2009
Lance Thomas BrightOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-03-2009
Robert Calhoun CurtisUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-20-2009
John Bruce SteurerH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.03-13-2009
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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