Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James V BotteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2019
James Ian ScroggsEdward JonesCitigroup Global Markets Inc.08-07-2017
Stephen James KellySterne, Agee & Leach, Inc.Citigroup Global Markets Inc.09-04-2014
Emlen T. Miles-MattinglyEdward JonesCitigroup Global Markets Inc.08-06-2012
Kimberly Elizabeth JohnsonEdward JonesCitigroup Global Markets Inc.08-06-2012
Alberto GonzalezsaintgeoursWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-28-2011
Yung Min YiEdward JonesCitigroup Global Markets Inc.07-19-2011
Andrea Lynn BateyWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10006-04-2009
Stephen Edward BrooksINVEST Financial CorporationCitigroup Global Markets Inc.$1006-03-2009
Michael Gordon LachnitOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10005-22-2009
William Hamilton BickslerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-21-2009
Elizabeth Joan CureStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-21-2009
Richard Joseph Boehm Jr.Century Securities Associates, Inc.Citigroup Global Markets Inc.$2505-18-2009
Steven Philip WirthUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
Shane R. R. LunsfordUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-08-2009
Gregory Buell CamdenUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
Sheri Ann BeileMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
Rod GlisicEdward JonesCitigroup Global Markets Inc.$104-27-2009
Neil Tomlinson DouthatUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-24-2009
Frances Watkins DouthatUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Joanne Vera McKnightUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
James Kenneth LouderbaughOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-17-2009
Paul Joseph LiberatoreH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$2504-17-2009
Robert Stephen RichOppenheimer & Co. Inc.Citigroup Global Markets Inc.$2504-16-2009
Daniel Lynn StephensOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5004-09-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.