Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Gordon HartleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10001-30-2009
Alberto GonzalezsaintgeoursWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-28-2011
Andrew Miller SaundersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Anita OplotnikMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Archie Paul KangetheMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arthur Howard StoneMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Barry GillerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Benjamin J PanosMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brett Austin GoldschmidtMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Leonard Raymond Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Charlton Dale HombsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christopher Kenneth Preston WollOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-06-2009
Christopher Winfield BrileyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Clarence Frederick StrackMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Clinton Laurion WilliamsMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Craig Allen RaymondMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Hernan VatterottMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Daniel Joseph BergerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-23-2009
Daniel Joseph GanslerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Lynn StephensOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5004-09-2009
Daniel Preston FindleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$2502-20-2009
Dennis Michael WilliamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Diane Marie RademacherMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas Wayne DugalMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Edward John HansenMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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