Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Middleton DebandtHuntleigh Securities CorporationEdward Jones$5005-06-2009
David Lee KaplanLPL Financial LLCEdward Jones08-17-2009
James George WitkowskiCetera Advisors LLCEdward Jones12-10-2009
Jason Dietrich SandfortAngell Capital Management, LLCEdward Jones02-24-2010
Sandra Marie CallierLPL Financial LLCEdward Jones$5705-14-2010
Mark Allen GregorMidwestern Securities Trading Company, LLCEdward Jones08-02-2010
Ryan J AlveyWells Fargo Clearing Services, LLCEdward Jones08-02-2010
Jimmy A EnlowLPL Financial LLCEdward Jones$50009-27-2010
Jay Grant VirtueLPL Financial LLCEdward Jones$50010-22-2010
Tony Lee KinnairdWells Fargo Clearing Services, LLCEdward Jones$5010-22-2010
Megan Ann PlatePenrod Financial GroupEdward Jones11-15-2010
Michael A HasapopoulosAmeriprise Financial Services, LLCEdward Jones11-19-2010
Douglas Lane BenteleLPL Financial LLCEdward Jones02-22-2011
David G Domian JrLPL Financial LLCEdward Jones03-24-2011
Richard Campbell HagedornWells Fargo Clearing Services, LLCEdward Jones05-09-2011
Jeffrey Michael RenaudLPL Financial LLCEdward Jones$2505-18-2011
Marshall Ryan DarbyLPL Financial LLCEdward Jones$3205-20-2011
Lisle Max RamseyLPL Financial LLCEdward Jones$2506-24-2011
Jacob Allen SullivanWells Fargo Clearing Services, LLCEdward Jones09-06-2011
Dale Ross HicksTD Ameritrade Investment Management, LLCEdward Jones10-11-2011
Michael Scot WilliamsMorgan StanleyEdward Jones$2511-25-2011
John David KuhnWells Fargo Clearing Services, LLCEdward Jones11-28-2011
John Adam MitchellWells Fargo Clearing Services, LLCEdward Jones01-24-2012
Samuel Clark MorrisMorgan StanleyEdward Jones02-16-2012
Joseph Austin McCarthy IIIWoodbury Financial Services, Inc.Edward Jones$5003-01-2012
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.