Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marshall Ryan DarbyLPL Financial LLCEdward Jones$25005-20-2011
William Henry Carr IIIU.S. Bancorp Investments, Inc.Edward Jones05-20-2011
Dena A LivingstonMSI Financial Services, Inc.Edward Jones05-23-2011
Brannon Alexander CarterU.S. Bancorp Investments, Inc.Edward Jones$10005-31-2011
Bryan Wayne SmithU.S. Bancorp Investments, Inc.Edward Jones$10006-01-2011
Richelle Melanie CaswellU.S. Bancorp Investments, Inc.Edward Jones06-17-2011
Lisle Max RamseyLPL Financial LLCEdward Jones$25006-24-2011
Bruce Wayne GlennLPL Financial LLCEdward Jones07-29-2011
Mark Allen KirkpatrickLPL Financial LLCEdward Jones$25008-10-2011
Tasha Renee DunneWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones08-26-2011
Kenneth Allen CreceliusMetLife Securities Inc.Edward Jones08-29-2011
John W StringerU.S. Bancorp Investments, Inc.Edward Jones$10009-02-2011
Jacob Allen SullivanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10009-06-2011
David George GroneLPL Financial LLCEdward Jones$50009-06-2011
John E BurnsUBS Financial Services Inc.Edward Jones09-08-2011
Diane Isabela FredericksU.S. Bancorp Investments, Inc.Edward Jones09-30-2011
Brendan Joseph BradleyOneAmerica Securities, Inc.Edward Jones10-06-2011
Dale Ross HicksTD Ameritrade Investment Management, LLCEdward Jones10-11-2011
Thomas Edward LallyUMB Financial Services, Inc.Edward Jones11-09-2011
Annmarie HoerrSagePoint Financial, Inc.Edward Jones11-16-2011
Lee Rosario CharityU.S. Bancorp Investments, Inc.Edward Jones11-18-2011
Michael Scot WilliamsMorgan StanleyEdward Jones$10011-25-2011
John David KuhnWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones11-28-2011
Scott L PfeiferCUSO Financial Services, L.P.Edward Jones$10012-05-2011
Marvin L. MitchellLPL Financial LLCEdward Jones01-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.