Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel James HealeyRaymond James & Associates, Inc.Edward Jones03-26-2014
John Christopher HeadThe O.N. Equity Sales CompanyEdward Jones04-02-2014
Mark Justin GubernikCommonwealth Financial NetworkEdward Jones$50004-11-2014
Joseph Richard SutterPNC InvestmentsEdward Jones04-17-2014
David Michael FosterLPL Financial LLCEdward Jones$10004-23-2014
David Andrew SimsAmeriprise Financial Services, Inc.Edward Jones05-02-2014
Timothy Brian SchulzeWaddell & ReedEdward Jones05-22-2014
Brittany Ann ParkerStifel, Nicolaus & Company, IncorporatedEdward Jones06-02-2014
Feliz Regino TovarNorthwestern Mutual Investment Services, LLCEdward Jones06-09-2014
Gregory DifaniWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10006-26-2014
Charlie Henry SottorivaMetLife Securities Inc.Edward Jones08-06-2014
Matthew Byrom KeenerArvest Wealth ManagementEdward Jones09-02-2014
John Conrad Niederschmidt IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones09-04-2014
Mark John PitcherBuckingham Strategic WealthEdward Jones09-18-2014
Christopher Scott AndersonLPL Financial LLCEdward Jones$10010-27-2014
Kenneth Carl Pemberton Jr.Stifel, Nicolaus & Company, IncorporatedEdward Jones$25010-27-2014
Jason Christopher ImigAmeriprise Financial Services, Inc.Edward Jones10-27-2014
Brianne M. LeroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2014
Jeffrey Thomas LenhartBKD Wealth Advisors, LLCEdward Jones12-04-2014
Kurt Christian WunderlichBuckingham Strategic WealthEdward Jones12-05-2014
Thomas Andrew RuderStifel, Nicolaus & Company, IncorporatedEdward Jones$50001-21-2015
Michael Paul CassaraAllstate Financial Services, LLCEdward Jones02-27-2015
Brad DieckhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-16-2015
Jeffery Sante JachuraLPL Financial LLCEdward Jones03-31-2015
Patrick Joseph HayesFirst Brokerage America, LLCEdward Jones06-19-2015
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Showing 151 to 175 of 297 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.