Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Allen JacksonSaxony Securities, Inc.Edward Jones$25002-01-2009
Tonya L MccampbellNations Financial Group, Inc.Edward Jones02-05-2009
Tracey Elizabeth RichardsonNatcity Investments, Inc.Edward Jones02-09-2009
Jeffery Warren LeathersNew England SecuritiesEdward Jones03-02-2009
Joseph Robert WatsonAXA Advisors, LLCEdward Jones03-11-2009
William Thomas LockwoodNew England SecuritiesEdward Jones04-06-2009
Austin Clayton RoberdsNorthwestern Mutual Investment Services, LLCEdward Jones04-24-2009
Scott Middleton DebandtHuntleigh Securities CorporationEdward Jones$50005-06-2009
Douglas Michael SimmsSilver Oak Securities, IncorporatedEdward Jones$50006-18-2009
David Lee KaplanLPL Financial LLCEdward Jones$10008-17-2009
William E. Benner Jr.LPL Financial LLCEdward Jones10-07-2009
Barbara Ellen GrosseCountry Capital Management CompanyEdward Jones$10010-20-2009
Aaron J RigdonCetera Investment Services LLCEdward Jones$10010-27-2009
Richard Scott KaufmannLPL Financial LLCEdward Jones$50011-05-2009
Jeffrey Stuart VineyardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50011-06-2009
Christopher Michael BarmannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones11-06-2009
Thomas Mark NovakAmeriprise Financial Services, Inc.Edward Jones$10012-01-2009
Ryan Thomas ConleyPNC InvestmentsEdward Jones$35012-14-2009
Jason Dietrich SandfortAngell Capital Management, LLCEdward Jones02-24-2010
Paul Lloyd EdwardsUvest Financial Services Group, Inc.Edward Jones04-07-2010
John David JespersenLPL Financial LLCEdward Jones$10004-30-2010
Sandra Marie CallierLPL Financial LLCEdward Jones$10005-14-2010
Clayton D BentzenINVEST Financial CorporationEdward Jones05-27-2010
Kevin Matthew BrownVALIC Financial Advisors, Inc.Edward Jones$25006-15-2010
James Tyler YorkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50007-08-2010
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Showing 1 to 25 of 297 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.