Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Scott ParkinEdward JonesFidelity Brokerage Services LLC01-30-2019
Julio Cesar MarquezEdward JonesFidelity Brokerage Services LLC11-12-2018
Kara Michele LebanikEdward JonesFidelity Brokerage Services LLC09-18-2018
Brian Michael MclarneyEdward JonesFidelity Brokerage Services LLC06-18-2018
Charity Rachel DickmanEdward JonesFidelity Brokerage Services LLC06-11-2018
Christopher Allen MarburgerEdward JonesFidelity Brokerage Services LLC04-09-2018
William Allen DialEdward JonesFidelity Brokerage Services LLC02-05-2018
Matthew Shawn MitchellEdward JonesFidelity Brokerage Services LLC11-20-2017
William Laurenson LucasEdward JonesFidelity Brokerage Services LLC11-13-2017
Garrett James ParkerEdward JonesFidelity Brokerage Services LLC09-18-2017
Susan Ann DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-10-2017
Jordan Richard SmithEdward JonesFidelity Brokerage Services LLC02-21-2017
James Charles WoodsEdward JonesFidelity Brokerage Services LLC01-12-2017
Todd Joseph BaeblerEdward JonesFidelity Brokerage Services LLC$5001-06-2017
Robert Geroge HortonCliftonLarsonAllen Wealth Advisors, LLCFidelity Brokerage Services LLC11-15-2016
Brice Allen JonesEdward JonesFidelity Brokerage Services LLC07-26-2016
Justin Brian LemishEdward JonesFidelity Brokerage Services LLC05-16-2016
Wesley D. DodsonEdward JonesFidelity Brokerage Services LLC03-14-2016
Ryan Vaughan HallEdward JonesFidelity Brokerage Services LLC01-25-2016
Jerid Gregory BethkeEdward JonesFidelity Brokerage Services LLC09-21-2015
Steven Willis ZahorskyEdward JonesFidelity Brokerage Services LLC09-01-2015
Abigail Grace CrainAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-04-2014
Justin David WheelerBKD Wealth Advisors, LLCFidelity Brokerage Services LLC06-13-2014
Matthew Scott PutneyEdward JonesFidelity Brokerage Services LLC$5010-18-2013
Matthew Douglas SteinhourEdward JonesFidelity Brokerage Services LLC09-17-2012
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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