Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Ray HendricksEdward JonesFifth Third Securities, Inc.03-19-2019
Constance Anne KlapiszSCOTTRADE INVESTMENT MANAGEMENTFifth Third Securities, Inc.04-24-2017
Rufus Leon Hawkins IIEdward JonesFifth Third Securities, Inc.04-07-2017
Paul Joseph LealEdward JonesFifth Third Securities, Inc.$112-08-2016
Quy Dinh HuynhBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.07-08-2016
Jordan Andrew PetersonEdward JonesFifth Third Securities, Inc.04-05-2016
Jeremiah George DellasWaddell & ReedFifth Third Securities, Inc.$2502-01-2016
Ryan Adam OsbornBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.01-11-2016
Eric Gregory OppelzCommerce Brokerage Services, Inc.Fifth Third Securities, Inc.$1501-04-2016
Jerry Lynn DunivanTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.02-25-2015
James Deralf Stinson Jr.First State Financial Management, Inc.Fifth Third Securities, Inc.05-27-2014
Kalie H BaucomU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.09-30-2013
Scott Timothy SimonU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.$4408-16-2013
Steven Edward FarrisU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.08-16-2013
David Hugh ElliottEdward JonesFifth Third Securities, Inc.10-26-2012
Mark Darrin PostemaEdward JonesFifth Third Securities, Inc.$110-17-2011
Lori Kae PiggottEdward JonesFifth Third Securities, Inc.08-22-2011
Robert Dale HeinzmanEdward JonesFifth Third Securities, Inc.05-16-2011
Cynthia Elaine ConleyEdward JonesFifth Third Securities, Inc.01-11-2010
Randolph Edward KeysEdward JonesFifth Third Securities, Inc.$110-19-2009
Curtis Chadwick OwensEdward JonesFifth Third Securities, Inc.$2504-27-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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