Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Allan RiceDFPG Investments, Inc.First Allied Securities, Inc.07-13-2015
Richard Edward DooleyFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Kevin Joseph FayFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
William David CarltonFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
John Thomas BarbourFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Jeffrey Alan BaharyFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Bradley Gering BrownFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Joseph Michael BeckerFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Douglas Haig AlexanderFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Mark Vincent BiaginiFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Alan Eric KentFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
John Alvin DeppischFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Al ElnasserFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Charles Ignatius Daniels IIIFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Robert Alfred CosentinoFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Charles Louis CoeFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Gary CapaldoFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Michael Kim EilanderFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
John P. MartinosFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
John David FosterFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Anthony Grassi Jr.First Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
William Avery CavinessFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Yehuda FischFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Lawrence Mark KlepnerFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Brett James AndrewsFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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