Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Edward OrrCetera Investment Services LLCINVEST Financial Corporation01-02-2018
David Michel HaikInfinex Investments, Inc.INVEST Financial Corporation$10001-02-2018
David Walter StangohrInfinex Investments, Inc.INVEST Financial Corporation01-02-2018
Jill Kristi WarrenCetera Investment Services LLCINVEST Financial Corporation01-02-2018
John Christopher WoodromeMetLife Securities Inc.INVEST Financial Corporation$25010-01-2015
Jonathan Reinhard RostWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)INVEST Financial Corporation$10007-01-2010
Justin Michael ArnesonEdward JonesINVEST Financial Corporation02-14-2014
Margaret Leora KingEdward JonesINVEST Financial Corporation11-09-2009
Michael David FrancisEdward JonesINVEST Financial Corporation$10003-16-2009
Michele Dene' LongCetera Investment Services LLCINVEST Financial Corporation$10001-02-2018
Michelle L TitusBKD Wealth Advisors, LLCINVEST Financial Corporation06-12-2015
Philip Rayburn GatchEdward JonesINVEST Financial Corporation05-25-2012
Sandra Jean RiceCetera Investment Services LLCINVEST Financial Corporation$15001-02-2018
Sarah Kay Hanafin-JusticeMorgan StanleyINVEST Financial Corporation08-27-2013
Tyler Ryan LiebermanCetera Investment Services LLCINVEST Financial Corporation03-05-2018
William Edward GravesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)INVEST Financial Corporation$15008-21-2014

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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