Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Eric DoyleEdward JonesLPL Financial LLC02-01-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Frank Christopher SardoEdward JonesLPL Financial LLC12-17-2018
Robert Nathan WillisonEdward JonesLPL Financial LLC$2512-14-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Gregory Chad VickersEdward JonesLPL Financial LLC11-21-2018
Gerald Weeks MadsenEdward JonesLPL Financial LLC$1011-09-2018
Mary Katherine Witte TabbertEdward JonesLPL Financial LLC$110-05-2018
Keith Wade HurstPruco Securities, LLC.LPL Financial LLC$1,00009-07-2018
Arthur Clifford CosperEdward JonesLPL Financial LLC08-17-2018
Seth Jacob CollinsEdward JonesLPL Financial LLC$5007-27-2018
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$5007-24-2018
Daniel Jordan KleinPrivate Client Services, LLCLPL Financial LLC$4606-04-2018
Drew Robert GeldbachPrivate Client Services, LLCLPL Financial LLC06-04-2018
John James GalliaPrivate Client Services, LLCLPL Financial LLC$2506-04-2018
Jon-Paul Adam BrownPrivate Client Services, LLCLPL Financial LLC$106-04-2018
Christopher Martin MeyerEdward JonesLPL Financial LLC01-08-2018
Margaret Anne GrimmerEdward JonesLPL Financial LLC11-13-2017
Amy Marie WollenbergIFG Advisory, LLCLPL Financial LLC08-18-2017
Adam R HarrisEdward JonesLPL Financial LLC08-14-2017
Janice Ann Newberry CFPMorgan StanleyLPL Financial LLC$2506-19-2017
Joseph William LeuchtmannCetera Advisor Networks LLCLPL Financial LLC$1006-16-2017
Leslie Marie RobertsonCornerstone Wealth Management, LLCLPL Financial LLC04-26-2017
Gregory Robin HoffmanCetera Advisor Networks LLCLPL Financial LLC04-24-2017
Malik Jamaal MalloryEdward JonesLPL Financial LLC04-24-2017
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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