Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Norman Brian Smith | Ameriprise Financial Services, Inc. | LPL Financial LLC | — | 10-07-2009 |
| Daniel Matthew Lundquist | Ausdal Financial Partners, Inc. | LPL Financial LLC | $50 | 04-01-2011 |
| Brad Earl Scott Tinnon | B.E.S.T. Wealth Management LLC | LPL Financial LLC | — | 03-12-2012 |
| Thomas Travers Judd | Beam Asset Management, LLC | LPL Financial LLC | — | 11-30-2015 |
| Brian Cristopher Lock | Beam Asset Management, LLC | LPL Financial LLC | — | 03-09-2015 |
| William Bernard Albair | Beam Asset Management, LLC | LPL Financial LLC | — | 03-09-2015 |
| Albert Larry Lock Jr. | Beam Asset Management, LLC | LPL Financial LLC | — | 03-09-2015 |
| Jeremy Jacob Bleyenberg | Buckingham Strategic Wealth | LPL Financial LLC | — | 02-27-2015 |
| Michael Alan Orr | Cambridge Investment Research, Inc. | LPL Financial LLC | $25 | 07-24-2018 |
| Michael Christopher Carroll | Carroll Wealth Management Inc. | LPL Financial LLC | — | 12-17-2009 |
| Michael William Sirianni | Century Securities Associates, Inc. | LPL Financial LLC | $10 | 10-03-2014 |
| Joseph William Leuchtmann | Cetera Advisor Networks LLC | LPL Financial LLC | $10 | 06-16-2017 |
| Leslie Marie Robertson | Cornerstone Wealth Management, LLC | LPL Financial LLC | — | 04-26-2017 |
| William Ted Bryan Jr. | DB Advisors | LPL Financial LLC | — | 03-15-2016 |
| Justin D Mager | Edward Jones | LPL Financial LLC | — | 06-17-2019 |
| Savannah Gerloff | Edward Jones | LPL Financial LLC | — | 04-01-2019 |
| Kirk Eric Doyle | Edward Jones | LPL Financial LLC | — | 02-01-2019 |
| Jena Lynn Sullivan | Edward Jones | LPL Financial LLC | — | 01-07-2019 |
| Robert Nathan Willison | Edward Jones | LPL Financial LLC | — | 12-14-2018 |
| Gregory C. Vickers | Edward Jones | LPL Financial LLC | — | 11-21-2018 |
| Gerald Weeks Madsen | Edward Jones | LPL Financial LLC | $10 | 11-09-2018 |
| Mary Katherine Witte Tabbert | Edward Jones | LPL Financial LLC | — | 10-05-2018 |
| Arthur Clifford Cosper | Edward Jones | LPL Financial LLC | — | 08-17-2018 |
| Seth Jacob Collins | Edward Jones | LPL Financial LLC | $50 | 07-27-2018 |
| Christopher M. Meyer | Edward Jones | LPL Financial LLC | — | 01-08-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
