Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dirk Peter LawsonAdvantage Investment Management, LLCLPL Financial LLC12-14-2012
Norman Brian SmithAmeriprise Financial Services, Inc.LPL Financial LLC$10010-07-2009
Daniel Matthew LundquistAusdal Financial Partners, Inc.LPL Financial LLC$50004-01-2011
Brad Earl Scott TinnonB.E.S.T. Wealth Management LLCLPL Financial LLC03-12-2012
Jerry Michael BagbyBagby Wealth ManagementLPL Financial LLC05-18-2012
Susan Rene SommerBeam Asset Management, LLCLPL Financial LLC04-20-2015
Albert Larry Lock Jr.Beam Asset Management, LLCLPL Financial LLC03-09-2015
Brian Cristopher LockBeam Asset Management, LLCLPL Financial LLC03-09-2015
William Bernard AlbairBeam Asset Management, LLCLPL Financial LLC03-09-2015
Anthony Lee SimonBenjamin F. Edwards & Company, Inc.LPL Financial LLC$25011-01-2013
Michael Kerry FarrisBMF Investments, Inc.LPL Financial LLC03-11-2014
Jeremy Jacob BleyenbergBuckingham Strategic WealthLPL Financial LLC02-27-2015
JOHN DAVID JESPERSENButtonwood Financial Group, LLCLPL Financial LLC10-01-2013
Andrew DenneyCambridge Investment ResearchLPL Financial LLC$25710-29-2015
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$25007-24-2018
William Dean GrahamCambridge Investment Research, Inc.LPL Financial LLC$10009-30-2015
Michael Christopher CarrollCarroll Wealth Management Inc.LPL Financial LLC12-17-2009
Michael William SirianniCentury Securities Associates, Inc.LPL Financial LLC$10010-03-2014
John BezdichekCeteraLPL Financial LLC$5005-13-2016
Stephen P MayerCetera Advisor Networks LLCLPL Financial LLC$10008-23-2017
Joseph William LeuchtmannCetera Advisor Networks LLCLPL Financial LLC$10006-16-2017
Gregory Robin HoffmanCetera Advisor Networks LLCLPL Financial LLC$50004-24-2017
Michael Henry KellermannCetera Investment Services LLCLPL Financial LLC$10004-15-2016
Brian William LewallenCommerce Brokerage Services, Inc.LPL Financial LLC05-02-2019
Leslie Marie RobertsonCornerstone Wealth Management, LLCLPL Financial LLC04-26-2017
Next Page »

Showing 1 to 25 of 156 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.