Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael OrskyEdward JonesLPL Financial LLC06-01-2009
Tamara E GiffordEdward JonesLPL Financial LLC06-15-2009
Jason Christopher Vander PolSilver Oak Securities, IncorporatedLPL Financial LLC07-01-2009
Kathleen Driscoll ReasorStifel, Nicolaus & Company, IncorporatedLPL Financial LLC07-20-2009
Andre Delahn WalkerSecurities America, Inc.LPL Financial LLC09-01-2009
Norman Brian SmithAmeriprise Financial Services, LLCLPL Financial LLC10-07-2009
Jon Michael McGrawPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-02-2009
Vincent Ian PastorinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10011-02-2009
Michael Christopher CarrollCarroll Wealth Management Inc.LPL Financial LLC12-17-2009
Roger Lowell BennettVSR Financial Services, Inc.LPL Financial LLC02-01-2010
Cathey Lynn WilliamsonFirst Heartland Capital, Inc.LPL Financial LLC$1002-11-2010
Tara L ScottEdward JonesLPL Financial LLC03-29-2010
Lisa Michelle AvenevoliSteve Robbins, Inc.LPL Financial LLC04-07-2010
Andrew Lawrence ThomassonMorgan StanleyLPL Financial LLC06-14-2010
David C. JohnsEdward JonesLPL Financial LLC09-20-2010
Daniel Matthew LundquistAusdal Financial Partners, Inc.LPL Financial LLC$5004-01-2011
Mark Allen MertensUniversal Financial Planning Consultants, Inc.LPL Financial LLC$1008-03-2011
Joseph William TonyanSagePoint Financial, Inc.LPL Financial LLC$10011-14-2011
Kenneth Warren RobertsMorgan StanleyLPL Financial LLC$5001-19-2012
Brad Earl Scott TinnonB.E.S.T. Wealth Management LLCLPL Financial LLC03-12-2012
Maria Michelle Mabelle FergusonEdward JonesLPL Financial LLC04-09-2012
Nicholas Steven OldhamVALIC Financial Advisors, Inc.LPL Financial LLC04-13-2012
Robert Steven OldhamVALIC Financial Advisors, Inc.LPL Financial LLC$5004-16-2012
Mark Daniel EdwardsEdward JonesLPL Financial LLC05-14-2012
Brandan Jay BagwellEdward JonesLPL Financial LLC05-14-2012
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.