Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Larry Lock JrSecurities America, Inc.LPL Financial LLC$15007-09-2015
Alexander Cromwell DancySaxony Securities, Inc.LPL Financial LLC02-22-2017
Andre Delahn WalkerSecurities America, Inc.LPL Financial LLC$1009-01-2009
Antoinette Bossola DisanoTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC11-21-2014
Benjamin Franklin HoeftMoney Concepts Capital CorpLPL Financial LLC$2502-29-2016
Brad Earl Scott TinnonB.E.S.T. Wealth Management LLCLPL Financial LLC03-12-2012
Bradley Alan BinkleyClient One Securities LLCLPL Financial LLC01-02-2013
Brian Cristopher LockSecurities America, Inc.LPL Financial LLC07-09-2015
Carol Rogers Omar R QureshiHighTower Advisors, LLCLPL Financial LLC$20003-27-2017
Charles Michael CampbellSecurities America, Inc.LPL Financial LLC$5007-27-2020
Christine Marie CipollaPrivate Client Services, LLCLPL Financial LLC06-04-2018
Christopher MeyerEdward JonesLPL Financial LLC01-08-2018
Christopher Michael RischeEdward JonesLPL Financial LLC06-28-2017
Daniel Jerome LecureK. W. Chambers & Co.LPL Financial LLC07-20-2012
Daniel Oliver CarnsFirst Allied Securities, Inc.LPL Financial LLC$5002-20-2015
David E SchwartzWells Fargo Clearing Services, LLCLPL Financial LLC02-27-2015
Gregory Chad VickersEdward JonesLPL Financial LLC11-21-2018
Gregory Wade GobbleInfinex Investments, Inc.LPL Financial LLC$15003-23-2020
Jason Allan KrekeIntegrity Investors, L.L.C.LPL Financial LLC03-11-2019
Jason Reinhart PfitzingerNext Financial Group, Inc.LPL Financial LLC$2508-26-2019
Jeffrey Jon SeverinSeverin Investments LLCLPL Financial LLC$2508-20-2013
Jeremy Jacob BleyenbergBuckingham Strategic Wealth, LLCLPL Financial LLC02-27-2015
John Brian FranklinIndependent Financial Group, LLCLPL Financial LLC11-26-2019
Joseph William LeuchtmannCetera Advisor Networks LLCLPL Financial LLC06-16-2017
Joseph William TonyanSagePoint Financial, Inc.LPL Financial LLC11-14-2011
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.