Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Ray AllenVanderbilt Securities, LLCMML Investors Services, LLC02-01-2019
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
David Patrick NadeauEdward JonesMML Investors Services, LLC08-17-2018
Richard B Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Lillie A PowellPNC InvestmentsMML Investors Services, LLC$2,00002-08-2018
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$5002-02-2018
Walter Carl RoddyCetera Advisor Networks LLCMML Investors Services, LLC11-16-2017
Paul P PongniphonAXA Advisors, LLCMML Investors Services, LLC09-29-2017
Kevin Matthew DoyleEdward JonesMML Investors Services, LLC05-26-2017
Ronald W Lentz Jr.Edward JonesMML Investors Services, LLC05-19-2017
Brian Olaf GloeRoyal Alliance Associates, Inc.MML Investors Services, LLC03-21-2017
Salvatore Lauri Jr.Edward JonesMML Investors Services, LLC03-13-2017
Philip Martin WaltherPNC InvestmentsMML Investors Services, LLC03-07-2017
Alejandro Javier Carvalho RodriguezEdward JonesMML Investors Services, LLC$101-30-2017
Feliz Regino TovarWaddell & ReedMML Investors Services, LLC01-12-2017
RUSSELL DONALD RHODESEdward JonesMML Investors Services, LLC07-27-2016
Michael SalusWells Fargo Clearing Services, LLCMML Investors Services, LLC05-18-2016
Jett Barker SmithFarmers Financial Solutions, LLCMML Investors Services, LLC05-11-2016
David Joseph ZaegelCWOs For Hire LLCMML Investors Services, LLC04-07-2016
Christopher Michael CarrilloNational Planning CorporationMML Investors Services, LLC12-15-2015
Samuel M HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC$102-10-2015
Steven JohnsonLPL Financial LLCMML Investors Services, LLC01-09-2015
Michael G GaffneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-28-2014
Donald Kirk DarnellEdward JonesMML Investors Services, LLC05-01-2014
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.