Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro J. Carvalho RodriguezEdward JonesMML Investors Services, LLC01-30-2017
Andrea Jean WiltPremier Financial Partners, LLCMML Investors Services, LLC07-11-2014
Ann Elizabeth MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-17-2018
Carl Lawson KickhamMML Investors Services, LLCMML Investors Services, LLC02-05-2016
Christopher CarrilloNational Planning CorporationMML Investors Services, LLC12-15-2015
David Joseph ZaegelCWOs For Hire LLCMML Investors Services, LLC04-07-2016
David Patrick NadeauEdward JonesMML Investors Services, LLC08-17-2018
Donald Kirk DarnellEdward JonesMML Investors Services, LLC05-01-2014
Douglas Keith GilbertAllstate Financial Services, LLCMML Investors Services, LLC11-07-2017
Elizabeth Kelly MooreEdward JonesMML Investors Services, LLC05-16-2011
Feliz R. TovarWaddell & ReedMML Investors Services, LLC01-12-2017
Gala Sue JacksonCetera Financial Specialists LLCMML Investors Services, LLC05-07-2018
James D. Hutchinson IVEdward JonesMML Investors Services, LLC06-14-2012
Jett Barker SmithFarmers Financial Solutions, LLCMML Investors Services, LLC05-11-2016
John MarinoPark Avenue Securities LLCMML Investors Services, LLC09-17-2010
Joseph Ray AllenVanderbilt Securities, LLCMML Investors Services, LLC02-01-2019
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
Joy WilnerAllstate Financial Services, LLCMML Investors Services, LLC$5002-01-2010
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Kevin Edward KemmererOneAmerica Securities, Inc.MML Investors Services, LLC06-01-2010
Kevin Matthew DoyleEdward JonesMML Investors Services, LLC05-26-2017
Kyle Edward WortLarson Financial Securities, LLCMML Investors Services, LLC03-05-2012
Lillie Ann PowellPNC InvestmentsMML Investors Services, LLC$2,00002-08-2018
Maria F VargasEdward JonesMML Investors Services, LLC11-25-2019
Michael G. GaffneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC10-28-2014
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.