Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John F. HughesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Kristi BorglumMoneta Group Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Ronnie P. JesseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Kent Thomas KobernusKrilogy Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
James Taylor DibbleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
John Kalvin KimEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Nicholas Abraham TrentEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2019
Richard Stephen Murphy Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-04-2019
Eugene Butler CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-04-2019
Peter Allen FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Kevyn Francine SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Andrew Amberg PaulhusEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Carmen Arnaiz PalancaEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2019
Michelle Evette KiehneVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Kenard V. Roach Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
Darron John HemannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Alec Elias RosarioEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-16-2019
Shane Wesley MccoyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Mohammed Zamir Muniruddin SaiyedEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Natalie Ann NormanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Ryan Andrew ZabrowskiKrilogy Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Jerrold Charles PenpraseMutual of Omaha Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
Chrystian Alexander QuinonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
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Showing 1 to 25 of 225 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.