Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Cordell WitherspoonAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
William John LacyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2011
Rhonda Lee SorensenArvest Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
John Francis HoranBristol Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2016
David Robert LuckesBuckingham Strategic WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2015
John T. StevensCommerce Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2015
John Russo, Jerry West, Robert Schlueter, James MaherDynasty Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$42003-28-2013
Chrystian Alexander QuinonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Albert K. LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Wesley Dale WalkerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Kevin Michael BeahanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
Jesse Clayton LangleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Jennifer Marie MackieEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Christopher T HuxleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2018
Robert James OglesbyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2017
Dustin B. HallEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2017
Pia Domineke MeyerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Dwane Edmond Waterbury IIIEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Shaun Michael WeberEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Thomas R Van DeventerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Zach A. SchroederEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2016
Christopher Allen YoungersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2013
Brewer Pope BentleyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2013
Daniel P. JonesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
Jon Randall PalmerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2012
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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