Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex James BrignacEdward JonesMetLife Securities Inc.03-22-2017
Carol Anne ContrerasEdward JonesMetLife Securities Inc.12-19-2016
Lawrence William DorrPark Avenue Securities LLCMetLife Securities Inc.08-17-2016
CHRISTOPHER BRIAN JONES1st Global Capital Corp.MetLife Securities Inc.07-08-2016
Michael Emil ChiodiniSII Investments, Inc.MetLife Securities Inc.07-07-2016
Steven Marc GlazerWoodbury Financial Services, Inc.MetLife Securities Inc.$10006-03-2016
Alexander Joseph BrewerNYLIFE Securities LLCMetLife Securities Inc.05-23-2016
Jared Eli EllisNYLIFE Securities LLCMetLife Securities Inc.05-03-2016
Steve L. LongMoney Concepts Capital CorpMetLife Securities Inc.02-02-2016
Thomas Marion MuellerMoney Concepts Capital CorpMetLife Securities Inc.02-02-2016
Christopher Lee RobertshawEdward JonesMetLife Securities Inc.10-26-2015
Matthew Grant SwatekThe Retirement Planning Group, Inc.MetLife Securities Inc.01-20-2015
Nichole Dove JansenBancWest Investment Services, Inc.MetLife Securities Inc.$112-08-2014
Doug L CoadEdward JonesMetLife Securities Inc.10-17-2014
Joshua James DerwinPruco Securities, LLC.MetLife Securities Inc.07-08-2014
Laura Jeanne BoedgesLPL Financial LLCMetLife Securities Inc.06-16-2014
Lisa Diane JonesCambridge Investment Research, Inc.MetLife Securities Inc.03-10-2014
Chuck Asher EdelsteinCetera Financial Specialists LLCMetLife Securities Inc.09-24-2013
Christopher CarterEdward JonesMetLife Securities Inc.$1002-25-2013
Dena A LivingstonHeim, Young & Associates, Inc.MetLife Securities Inc.$25001-16-2013
Denise Kay FordCetera Advisors LLCMetLife Securities Inc.$2512-06-2012
Robert Thomas HaltermanEdward JonesMetLife Securities Inc.$5010-22-2012
Ryan Timothy HoganUBS Financial Services Inc.MetLife Securities Inc.07-23-2012
Kenneth Allen CreceliusNYLIFE Securities LLCMetLife Securities Inc.06-20-2012
Kimberly D DanielleMorgan StanleyMetLife Securities Inc.05-14-2012
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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