Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Christopher WoodromeInfinex Investments, Inc.MetLife Securities Inc.04-03-2017
Alexander J BrignacEdward JonesMetLife Securities Inc.03-22-2017
Lawrence William DorrPark Avenue Securities LLCMetLife Securities Inc.08-17-2016
Christopher Brian Jones1st Global Capital Corp.MetLife Securities Inc.07-08-2016
Michael Emil ChiodiniSII Investments, Inc.MetLife Securities Inc.$1007-07-2016
David HarringtonScottrade, Inc.MetLife Securities Inc.06-23-2016
Steven Marc GlazerWoodbury Financial Services, Inc.MetLife Securities Inc.$10006-03-2016
Ann Margaret CorbinCambridge Investment Research, Inc.MetLife Securities Inc.05-20-2016
Jared E. EllisNYLIFE Securities LLCMetLife Securities Inc.05-03-2016
Jill A. DaileyEdward JonesMetLife Securities Inc.$1004-22-2016
Thomas Marion MuellerMoney Concepts Capital CorpMetLife Securities Inc.02-02-2016
Steve LongMoney Concepts Capital CorpMetLife Securities Inc.02-02-2016
Christopher Lee RobertshawEdward JonesMetLife Securities Inc.10-26-2015
Matthew Grant SwatekThe Retirement Planning Group, Inc.MetLife Securities Inc.01-20-2015
Nichole Dove JansenBancWest Investment Services, Inc.MetLife Securities Inc.$1012-08-2014
Doug Leslie CoadEdward JonesMetLife Securities Inc.10-17-2014
Joshua James DerwinPruco Securities, LLC.MetLife Securities Inc.07-08-2014
Laura Jeanne BoedgesLPL Financial LLCMetLife Securities Inc.06-16-2014
Lisa Diane JonesLawing Financial IncMetLife Securities Inc.03-13-2014
Jennifer Rene ConleyScottrade, Inc.MetLife Securities Inc.02-12-2014
Stephen N. GilbertScottrade, Inc.MetLife Securities Inc.12-17-2013
Chuck Asher EdelsteinCetera Financial Specialists LLCMetLife Securities Inc.09-24-2013
Christopher CarterEdward JonesMetLife Securities Inc.02-25-2013
Denise Kay FordCetera Advisors LLCMetLife Securities Inc.12-06-2012
Robert Thomas HaltermanEdward JonesMetLife Securities Inc.10-22-2012
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.