Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Ryan Steven GorskiEdward JonesMorgan Stanley03-11-2019
Joseph LehningEdward JonesMorgan Stanley02-20-2019
J Darren HillisAmeriprise Financial Services, Inc.Morgan Stanley12-07-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Gina Marie HoggattEdward JonesMorgan Stanley$5009-17-2018
Vincent C NockowskiEdward JonesMorgan Stanley07-02-2018
Michael William NelsonCUNA Brokerage Services, Inc.Morgan Stanley08-31-2017
David RhodesSCOTTRADE INVESTMENT MANAGEMENTMorgan Stanley06-28-2017
Karl C WalzCentury Securities Associates, Inc.Morgan Stanley$10006-27-2017
Brian John LambertEdward JonesMorgan Stanley04-24-2017
Travis James MuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-16-2017
Nicole A Avery-YoungBenjamin F. Edwards & Company, Inc.Morgan Stanley03-13-2017
Christopher Gregory DelongBridgerock Capital, LLCMorgan Stanley01-23-2017
Jeffrey Scott NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-20-2016
Carrie Gail CoatsEdward JonesMorgan Stanley$2509-26-2016
Courtney Colleen GarzaWells Fargo Clearing Services, LLCMorgan Stanley09-07-2016
Gregory Steven BennettWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2016
Traci V BennettWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2016
Andrew Todd SharonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2016
Rodney William BowermanEdward JonesMorgan Stanley$1003-22-2016
Timothy Alan HackerEdward JonesMorgan Stanley03-18-2016
Jon Dale WebbEdward JonesMorgan Stanley02-18-2016
Michelle Manning FruitEdward JonesMorgan Stanley$15011-23-2015
Next Page »

Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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