Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher J CacciarelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2020
John Erwin HofmanWells Fargo Clearing Services, LLCMorgan Stanley$5008-05-2020
James Arthur HofmanWells Fargo Clearing Services, LLCMorgan Stanley08-05-2020
Robert Stevens HofmanWells Fargo Clearing Services, LLCMorgan Stanley08-05-2020
Robert Funke Peter Sadlo DeAnne Finn Amy HusteddeRBC Capital Markets, LLCMorgan Stanley$50006-25-2020
Robert Martin FunkeRBC Capital Markets, LLCMorgan Stanley$23306-25-2020
Peter Joseph SadloRBC Capital Markets, LLCMorgan Stanley$1,00006-25-2020
Ethan Marc SilvermanGenex ConsultingMorgan Stanley$1,00012-06-2019
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
John GroverMoneta Group Investment Advisors, LLCMorgan Stanley07-11-2019
Edward D CampbellAmeriprise Financial Services, LLCMorgan Stanley$10006-07-2019
Chris B BentlerEdward JonesMorgan Stanley$2505-30-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Jeffrey Lee LaymanWells Fargo Clearing Services, LLCMorgan Stanley$5004-04-2019
Sarah Kay Hanafin-JusticeWells Fargo Clearing Services, LLCMorgan Stanley04-04-2019
Lisa Ann JordisonWells Fargo Clearing Services, LLCMorgan Stanley04-04-2019
Timothy Allen HeuiserAmeriprise Financial Services, LLCMorgan Stanley$15012-07-2018
Bradley Louis BoessenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-21-2018
Angelea M HackstadtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-20-2018
Sara Beth CookeBuckingham Strategic Wealth, LLCMorgan Stanley02-14-2018
Ryan Gabriel SpaldingSummit Wealth StrategiesMorgan Stanley02-08-2018
Elizabeth Irene WalzStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-08-2017
Pratik N JhaveriStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-26-2017
Tara Ann PughMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-24-2017
William Reid CampbellLPL Financial LLCMorgan Stanley04-21-2017
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.