Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura SilverbergCutter & Company, Inc.Morgan Stanley$10007-12-2019
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Jeffrey Lee Layman, Lisa Ann JordisonWells Fargo Clearing Services, LLCMorgan Stanley$5004-04-2019
Ryan Steven GorskiEdward JonesMorgan Stanley03-11-2019
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Daniel James KochsmeierEdward JonesMorgan Stanley10-08-2018
Karl C. WalzCentury Securities Associates, Inc.Morgan Stanley$10006-27-2017
Travis James MuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-16-2017
Nicole A. Avery-YoungBenjamin F. Edwards & Company, Inc.Morgan Stanley03-13-2017
Carrie Gail CoatsEdward JonesMorgan Stanley09-26-2016
Courtney Colleen GarzaWells Fargo Clearing Services, LLCMorgan Stanley09-07-2016
Gregory Steven BennettWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2016
Traci V BennettWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2016
Andrew Todd SharonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2016
Rodney William BowermanEdward JonesMorgan Stanley$1003-22-2016
Michelle M. FruitEdward JonesMorgan Stanley11-23-2015
Ronald Kenneth HammelmanWells Fargo Clearing Services, LLCMorgan Stanley$5010-02-2015
Robert Paul ComptonWells Fargo Clearing Services, LLCMorgan Stanley$5006-04-2015
Scott Highmark, Larry ShiklesDynasty Financial PartnersMorgan Stanley$80002-20-2015
Jonathan Eliezer RaskasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2014
Michael E. WilhelmWells Fargo Clearing Services, LLCMorgan Stanley08-28-2014
Richard Adam EbaughEdward JonesMorgan Stanley$1004-25-2014
Gary L. Shumate Jr.Saxony Securities, Inc.Morgan Stanley11-14-2013
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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