Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Edward ScottEdward JonesMorgan Stanley$5006-19-2009
Joseph Emery Froehle IIWells Fargo Clearing Services, LLCMorgan Stanley$10006-26-2009
Douglas Joseph StandishOppenheimer & Co. Inc.Morgan Stanley$15010-02-2009
Brian Charles McCrackenPurshe Kaplan Sterling InvestmentsMorgan Stanley$20001-04-2010
Michael John WatersEdward JonesMorgan Stanley$1001-19-2010
Jason Lee TurkinWells Fargo Clearing Services, LLCMorgan Stanley$10003-04-2010
Eric Andrew RobbStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1004-29-2010
David Patrick LuetkemeyerWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2010
Gary Lee TibbsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-20-2010
James Edward KlinglerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-25-2010
Richard Leon KohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-25-2010
Katye S. DelashawStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2505-25-2010
Robert Emmet Seibels IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-25-2010
Michael Harlow LuckettStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-25-2010
Benjamin Watson Walker IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-25-2010
Richard Joseph GiannottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-25-2010
Nancy Rose McElroyWells Fargo Clearing Services, LLCMorgan Stanley$5009-03-2010
Paula Perdue HutchinsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-14-2010
Richard Stewart CampbellStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5010-14-2010
William Sidney ShragoStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-26-2010
Zadoc White Brown IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-04-2010
Douglas Charles HoutzStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2511-10-2010
Daniel James ShoreEdward JonesMorgan Stanley11-15-2010
Christopher Barnes HibbardU.S. Bancorp Investments, Inc.Morgan Stanley$2511-19-2010
Warren Paul BarmoreEdward JonesMorgan Stanley01-24-2011
Next Page »

Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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