Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard Lawrence McelfreshEdward JonesNYLIFE Securities LLC05-14-2018
Lourdes Ros McmichaelEdward JonesNYLIFE Securities LLC04-16-2018
Timothy Joshua GanttEdward JonesNYLIFE Securities LLC12-14-2017
Barry Dean SartainEdward JonesNYLIFE Securities LLC$109-19-2017
Byron Neal TylerEdward JonesNYLIFE Securities LLC09-13-2017
Charles William Daniels IIIEdward JonesNYLIFE Securities LLC07-21-2017
Mark W RosemaEdward JonesNYLIFE Securities LLC06-30-2017
James Sullivan ScullyEdward JonesNYLIFE Securities LLC06-28-2017
Karina Gabriela FreemanEdward JonesNYLIFE Securities LLC02-16-2017
Jeffrey P ClarkEdward JonesNYLIFE Securities LLC01-09-2017
Kenneth Franklin SimonEdward JonesNYLIFE Securities LLC09-12-2016
Jonathon Adam TilfordEdward JonesNYLIFE Securities LLC11-24-2015
Ann Elizabeth MurrayMML Investors Services, LLCNYLIFE Securities LLC09-16-2015
Lawrence William DorrMetLife Securities Inc.NYLIFE Securities LLC06-15-2015
Timothy F KreiselMML Investors Services, LLCNYLIFE Securities LLC05-15-2015
John Damian MillerMetLife Securities Inc.NYLIFE Securities LLC05-12-2015
Robert Vincent PonciroliCUNA Brokerage Services, Inc.NYLIFE Securities LLC$103-17-2015
John Richard ArnoldEdward JonesNYLIFE Securities LLC02-13-2015
John Michael NangleWoodbury Financial Services, Inc.NYLIFE Securities LLC01-09-2015
Susan Marie WatersClient One Securities LLCNYLIFE Securities LLC09-23-2014
Donte Christopher SmithEdward JonesNYLIFE Securities LLC01-01-2014
James Clay Wright IIIEdward JonesNYLIFE Securities LLC12-09-2013
Douglas Melvin NoremEdward JonesNYLIFE Securities LLC$15009-16-2013
Lashundra Rushalle StrotherEdward JonesNYLIFE Securities LLC$15008-21-2013
John Howard FisherEdward JonesNYLIFE Securities LLC$108-27-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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