Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jon MccollumLPL Financial LLCNational Planning Corporation11-29-2017
Brenda Joy NaegerLPL Financial LLCNational Planning Corporation$1411-29-2017
Christopher Kit HarrellLPL Financial LLCNational Planning Corporation11-29-2017
Clifford Sledge Jr.LPL Financial LLCNational Planning Corporation$111-29-2017
Darin James LaymanLPL Financial LLCNational Planning Corporation11-29-2017
David Sterling GlaserLPL Financial LLCNational Planning Corporation11-29-2017
Isaac Seth GardnerLPL Financial LLCNational Planning Corporation11-29-2017
Jason Wayne MalottLPL Financial LLCNational Planning Corporation11-29-2017
Jeffrey Andrew David Jr.LPL Financial LLCNational Planning Corporation11-29-2017
John Edgar BrooksLPL Financial LLCNational Planning Corporation$511-29-2017
John Henry DarlingLPL Financial LLCNational Planning Corporation11-29-2017
John Joseph ErnyLPL Financial LLCNational Planning Corporation11-29-2017
John Michael HorsemanLPL Financial LLCNational Planning Corporation$111-29-2017
Joseph H Cole Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Kathy Cosby Conley JonesLPL Financial LLCNational Planning Corporation11-29-2017
Keith Alan PerryLPL Financial LLCNational Planning Corporation$2511-29-2017
Kenneth Jacob HorsemanLPL Financial LLCNational Planning Corporation11-29-2017
Michelle Louise IrbyLPL Financial LLCNational Planning Corporation$111-29-2017
Timothy Wayne LohmannLPL Financial LLCNational Planning Corporation11-29-2017
Walter L Mckinney Jr.LPL Financial LLCNational Planning Corporation$1211-29-2017
William Dee MontplaisirLPL Financial LLCNational Planning Corporation$1711-29-2017
Christopher Michael CarrilloSignator Investors, Inc.National Planning Corporation11-21-2017
Timothy Dale ReevesRoyal Alliance Associates, Inc.National Planning Corporation$2310-30-2017
Brett Andrew BrennanWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Laurie Michelle MartinWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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