Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
Risdan Depaul KasperBarber Financial GroupNational Planning Corporation09-15-2016
Charles M. KasperBarber Financial GroupNational Planning Corporation08-18-2016
Joseph Robert WeinbauerBerthel, Fisher & Company Financial Services, Inc.National Planning Corporation$43002-01-2010
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation$25001-27-2017
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Norman David EccariusCenter Street Advisors, Inc.National Planning Corporation06-07-2017
Shawn C. GarrettEdward JonesNational Planning Corporation06-02-2017
Justin YanceyEdward JonesNational Planning Corporation09-17-2012
Hoi Lee Lee KoFirst Heartland Capital, Inc.National Planning Corporation08-06-2014
Matthew Austin McdonaldJ.P. Morgan Securities LLCNational Planning Corporation04-11-2018
Douglas M. SimmsK. W. Chambers & Co.National Planning Corporation$50010-24-2017
Keith B. StinebakerKalos Capital, Inc.National Planning Corporation$10007-07-2017
Mark Charles SchreiberKalos Capital, Inc.National Planning Corporation$25007-07-2017
Brian Richard SkrobonjaKalos Capital, Inc.National Planning Corporation$44007-07-2017
John Edward MoriartyKalos Capital, Inc.National Planning Corporation$60007-07-2017
Joseph James OttenKalos Capital, Inc.National Planning Corporation07-07-2017
Robert Francis SchillyKalos Capital, Inc.National Planning Corporation07-07-2017
Joseph August Bottani IVKalos Capital, Inc.National Planning Corporation07-07-2017
Jeff L PurkeyKalos Capital, Inc.National Planning Corporation07-07-2017
Jessica Michelle KnutsonKalos Capital, Inc.National Planning Corporation07-07-2017
Steven J. PerrmannKalos Capital, Inc.National Planning Corporation07-07-2017
Michael Joseph DistlerKalos Capital, Inc.National Planning Corporation07-07-2017
Jacob Daniel StansfieldKalos Capital, Inc.National Planning Corporation07-07-2017
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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