Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Brett Andrew BrennanWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Brian Richard SkrobonjaKalos Capital, Inc.National Planning Corporation$44007-07-2017
Charles M. KasperBarber Financial GroupNational Planning Corporation08-18-2016
Christopher Michael CarrilloSignator Investors, Inc.National Planning Corporation11-21-2017
Conner Steven CappsKalos Capital, Inc.National Planning Corporation07-07-2017
Dale Gerard HuberLPL Financial LLCNational Planning Corporation07-11-2017
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation$25001-27-2017
David Holt WorleyLPL Financial LLCNational Planning Corporation$10012-06-2010
Douglas M. SimmsK. W. Chambers & Co.National Planning Corporation$50010-24-2017
Elizabeth Marie KampmeinertKestra Investment Services, LLCNational Planning Corporation10-12-2017
Erin LapidusPrivate Advisor Group, LLCNational Planning Corporation09-30-2016
Fetzer Eugene Crockett4-C Personal Wealth Management Consultants, LLCNational Planning Corporation04-21-2009
Gregory Leo ZinselmeierKestra Investment Services, LLCNational Planning Corporation10-12-2017
Haven Kelly JacksonWoodbury Financial Services, Inc.National Planning Corporation$10010-25-2017
Hoi Lee Lee KoFirst Heartland Capital, Inc.National Planning Corporation08-06-2014
Jacob Daniel StansfieldKalos Capital, Inc.National Planning Corporation07-07-2017
Jay Don JohnsonRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Jeff L PurkeyKalos Capital, Inc.National Planning Corporation07-07-2017
Jeffrey Brent LapidusPrivate Advisor Group, LLCNational Planning Corporation09-30-2016
Jeriod Lloyd TurnerSecurities America, Inc.National Planning Corporation09-06-2017
Jessica Michelle KnutsonKalos Capital, Inc.National Planning Corporation07-07-2017
John Edward MoriartyKalos Capital, Inc.National Planning Corporation$60007-07-2017
John Rolla ZufallKestra Investment Services, LLCNational Planning Corporation$25010-12-2017
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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