Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Austin McdonaldJ.P. Morgan Securities LLCNational Planning Corporation04-11-2018
Christopher Michael CarrilloSignator Investors, Inc.National Planning Corporation11-21-2017
Brett Andrew BrennanWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Laurie Michelle MartinWoodbury Financial Services, Inc.National Planning Corporation10-25-2017
Robert Todd CarmichaelWoodbury Financial Services, Inc.National Planning Corporation10-16-2017
Jay Don JohnsonRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Gregory Leo ZinselmeierKestra Investment Services, LLCNational Planning Corporation10-12-2017
Scott Travis SnellingKestra Investment Services, LLCNational Planning Corporation10-12-2017
Elizabeth Marie KampmeinertKestra Investment Services, LLCNational Planning Corporation10-12-2017
Lucas C. JohnsonKestra Investment Services, LLCNational Planning Corporation10-12-2017
Robert M. PollardSecurities America, Inc.National Planning Corporation09-06-2017
Steven F. HillSecurities America, Inc.National Planning Corporation09-06-2017
Justin L. GibsonSecurities America, Inc.National Planning Corporation09-06-2017
Jeriod Lloyd TurnerSecurities America, Inc.National Planning Corporation09-06-2017
Dale Gerard HuberLPL Financial LLCNational Planning Corporation07-11-2017
Joseph James OttenKalos Capital, Inc.National Planning Corporation07-07-2017
Robert Francis SchillyKalos Capital, Inc.National Planning Corporation07-07-2017
Joseph August Bottani IVKalos Capital, Inc.National Planning Corporation07-07-2017
Jeff L PurkeyKalos Capital, Inc.National Planning Corporation07-07-2017
Jessica Michelle KnutsonKalos Capital, Inc.National Planning Corporation07-07-2017
Steven J. PerrmannKalos Capital, Inc.National Planning Corporation07-07-2017
Michael Joseph DistlerKalos Capital, Inc.National Planning Corporation07-07-2017
Jacob Daniel StansfieldKalos Capital, Inc.National Planning Corporation07-07-2017
Conner Steven CappsKalos Capital, Inc.National Planning Corporation07-07-2017
Norman David EccariusCenter Street Advisors, Inc.National Planning Corporation06-07-2017
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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