Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Edward OwenEdward JonesNorthwestern Mutual Investment Services, LLC12-04-2018
Kevin KeilEdward JonesNorthwestern Mutual Investment Services, LLC10-30-2018
Blake Joseph RobbinsAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-24-2018
Michael Sullivan BridgesEdward JonesNorthwestern Mutual Investment Services, LLC01-29-2018
Robert Edward CodyEdward JonesNorthwestern Mutual Investment Services, LLC01-12-2018
Damon Davin Thomas StricklandEdward JonesNorthwestern Mutual Investment Services, LLC09-25-2017
Amanda Elizabeth SchmidtMoneta Group Investment Advisors, LLCNorthwestern Mutual Investment Services, LLC09-12-2017
Christopher G. NeffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2017
Jonathan SojkaEdward JonesNorthwestern Mutual Investment Services, LLC06-19-2017
Matthew Lee MalvitzEdward JonesNorthwestern Mutual Investment Services, LLC06-02-2017
Jamison Neil RybakAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-01-2017
Lance Matthew ClemensEdward JonesNorthwestern Mutual Investment Services, LLC$104-28-2017
Samuel David DiasEdward JonesNorthwestern Mutual Investment Services, LLC12-08-2016
Christopher Louis HutsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC$2509-12-2016
Joe P. DiasEdward JonesNorthwestern Mutual Investment Services, LLC08-24-2016
Feliz Regino TovarMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-11-2016
Ross M. KrauseEdward JonesNorthwestern Mutual Investment Services, LLC03-07-2016
Brian Christopher GallagherFirst State Financial Management, Inc.Northwestern Mutual Investment Services, LLC01-20-2016
Michael Todd LongNationwide Securities, LLCNorthwestern Mutual Investment Services, LLC12-02-2015
Jon William MunroAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-19-2015
Browning Scott SandersonEdward JonesNorthwestern Mutual Investment Services, LLC$15010-12-2015
Christopher Stephen ChierekMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Paul Lynn WoodersonCountry Capital Management CompanyNorthwestern Mutual Investment Services, LLC09-08-2015
Matthew Ryan CollierPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-04-2015
Ryan GuertinEdward JonesNorthwestern Mutual Investment Services, LLC08-11-2015
Next Page »

Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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