Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Roy HeftelCenter Street Securities, Inc.Principal Securities, Inc.$1009-06-2016
Adriane Linette WashburnEdward JonesPrincipal Securities, Inc.08-27-2018
Angela GillenEdward JonesPrincipal Securities, Inc.10-20-2017
Kinnan S. SeamsterEdward JonesPrincipal Securities, Inc.05-11-2017
Travis Lee GauleEdward JonesPrincipal Securities, Inc.06-20-2016
Joshua Allen GoslingaEdward JonesPrincipal Securities, Inc.$1005-14-2012
Robert Andrew O'BrienEdward JonesPrincipal Securities, Inc.$1001-20-2012
Lawrence Allan BlumenfeldFirst Heartland Capital, Inc.Principal Securities, Inc.01-04-2012
Tahreem Qamar ShaikhMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.05-20-2019
Guy Cameron ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-13-2015

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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