Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Thomas CarrollPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.01-23-2009
Anthony Steven HerbensonEdward JonesRaymond James Financial Services, Inc.$1011-09-2009
Ireen SommerEdward JonesRaymond James Financial Services, Inc.$1001-04-2010
Lesley Meeker FixEdward JonesRaymond James Financial Services, Inc.06-28-2010
Steven A. BumberaLPL Financial LLCRaymond James Financial Services, Inc.$1006-30-2010
Chad Michael KrahnEdward JonesRaymond James Financial Services, Inc.10-18-2010
Tracy Gene CooperEdward JonesRaymond James Financial Services, Inc.02-13-2012
Jacqueline Dea HeaterStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.$1005-09-2012
Austin Lancer NoldStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.05-09-2012
Richard Allen HeckStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.$2505-29-2012
Donovan Jay EhrmanFidelity Brokerage Services LLCRaymond James Financial Services, Inc.$1007-30-2012
Adam James RiggleEdward JonesRaymond James Financial Services, Inc.08-16-2012
Clint Paul ThomasEdward JonesRaymond James Financial Services, Inc.$5008-20-2012
Julie Ann CatoEdward JonesRaymond James Financial Services, Inc.10-08-2012
William Harrison McWilliamsStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.04-14-2015
Grady Shane HukeWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$5011-10-2016
Sherri L. FichtnerWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-10-2016
Devan Jerome VelliosEdward JonesRaymond James Financial Services, Inc.01-09-2017
Dillan Gregory BlackEdward JonesRaymond James Financial Services, Inc.01-17-2017
Paula Kay WilsonStifel, Nicolaus & Company, IncorporatedRaymond James Financial Services, Inc.06-20-2017
Kevion L. LathamSignify Wealth LLCRaymond James Financial Services, Inc.11-06-2017
Luke Ryan McCartyUMB Financial Services, Inc.Raymond James Financial Services, Inc.03-05-2018
Derek Franklin JessPlancorp, LLCRaymond James Financial Services, Inc.07-26-2018
Wendy W. SealeEdward JonesRaymond James Financial Services, Inc.08-31-2018
Lea Anne AshbyBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.$1011-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.