Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Mark ZanowskiLPL Financial LLCSecurities America, Inc.$5009-29-2020
Jennifer Sue WoodwardUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.08-07-2020
Barbara Jean McCallLPL Financial LLCSecurities America, Inc.05-04-2020
Courtney Faith JonesLPL Financial LLCSecurities America, Inc.05-04-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America, Inc.04-30-2020
Joseph Bernard BosseLPL Financial LLCSecurities America, Inc.04-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America, Inc.$10004-30-2020
James Randy SnodgrassLPL Financial LLCSecurities America, Inc.04-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.04-30-2020
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Trent Jeffries HeltonLPL Financial LLCSecurities America, Inc.04-30-2020
James Norris KaseLPL Financial LLCSecurities America, Inc.$2503-09-2020
John Joseph Skowronski IILPL Financial LLCSecurities America, Inc.06-06-2019
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$5008-21-2018
Lennis Louise MoorePackerland Brokerage Services, Inc.Securities America, Inc.07-18-2018
Jeffrey Michael GaethLPL Financial LLCSecurities America, Inc.$5006-15-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Jeffrey Scott PattersonCutter & Company, Inc.Securities America, Inc.07-25-2017
Terry Alan HeltonCetera Investment Services LLCSecurities America, Inc.06-10-2016
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Eric PetersonCommonwealth Financial NetworkSecurities America, Inc.$7509-06-2011
Dennis Alan RoodmanLPL Financial LLCSecurities America, Inc.$5008-09-2011
Morris Wayne ShankLPL Financial LLCSecurities America, Inc.$5008-09-2011
Eric Knute PetersonCommonwealth Financial NetworkSecurities America, Inc.$10008-01-2011
Ryan York PoagePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$2507-01-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.