Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Margaret BoydWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Securities America, Inc.04-27-2018
Barry Mark BakerGWN Securities Inc.Securities America, Inc.$50008-25-2009
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Brian John Gerard WelchWoodbury Financial Services, Inc.Securities America, Inc.$10007-17-2013
Catherine BaizeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.$15005-23-2011
Chad David KnewtsonEdward JonesSecurities America, Inc.01-01-2011
David Michael MasonOneAmerica Securities, Inc.Securities America, Inc.$10010-01-2014
Dennis Alan RoodmanLPL Financial LLCSecurities America, Inc.$25008-09-2011
Eric Knute PetersonCommonwealth Financial NetworkSecurities America, Inc.$50008-01-2011
Gary Wayne ClaycombNorthwestern Mutual Investment Services, LLCSecurities America, Inc.$50008-31-2017
Jeffrey Scott PattersonCutter & Company, Inc.Securities America, Inc.$25007-25-2017
John Joseph Skowronski IILPL Financial LLCSecurities America, Inc.06-06-2019
Joseph William LeuchtmannLPL Financial LLCSecurities America, Inc.$50010-31-2011
Leigh Edwin BorageSaxony Securities, Inc.Securities America, Inc.$25004-22-2009
Lennis Louise MoorePackerland Brokerage Services, Inc.Securities America, Inc.$23007-18-2018
Leonard Scott PefferEdward JonesSecurities America, Inc.06-14-2010
Lisa Dawn JohnsonEdward JonesSecurities America, Inc.10-11-2010
Martha Anne VieiraDetalus Securities, LLCSecurities America, Inc.08-19-2013
Scott Joseph WheelerMetLife Securities Inc.Securities America, Inc.09-23-2010
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$50008-21-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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